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Senior Data Analyst, Regulatory at Osaic

Senior Data Analyst, Regulatory

@

Osaic

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Posted on: 
January 16, 2024
Status:
Active
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Summary of the Senior Data Analyst, Regulatory job at Osaic

Osaic is hiring a Senior Data Analyst, Regulatory with 5 - 10 years of experience. Based in United States - Remote and with Remote ways of working. The expected salary range for this role is $83,000 - $93,000
About Osaic

Osaic provides the support, resources, and community designed for the future of wealth management.

Senior Data Analyst, Regulatory job description

The Sr. Data Analyst on the Regulatory Relations team is primarily responsible for producing data and reports in support of the Regulatory Relations team, including the collection, combination, analysis and reporting on complex data from a variety of data sources. The data and reports support the greater Regulatory Relations team in supplying information in response to regulatory inquiries. Reports and data must be accurate and provided timely, as deadlines are often set by the regulatory agencies. This role requires a data-minded individual who has experience in writing complex reports and is familiar with the financial services industry, especially as it relates to applicable regulations within the industry.

Responsibilities

  • Respond to all regulatory exams requests which includes data analysis and generating reports from all Firm’s production databases primarily using SQL scripts (50%)
  • Create ad-hoc statistical reports for Management (10%)
  • Analyze and report data trends (20%)
  • Assists with special projects, including creating compliance reports based upon deficiencies and/or recommendations from regulatory inquiries (20%)
  • All other duties as assigned.
Senior Data Analyst, Regulatory job requirements

Education Requirements

  • Bachelor’s degree is required, preferably in Finance, Business Administration, Computer Science, or another related field.

Basic Requirements

  • 5 to 8 years of Financial Services Industry experience required.
  • 3 to 5 years of reporting or data analytics experience
  • FINRA Series 7 and Series 24 required.
  • Proficiency in MS SQL required.
  • Proficiency in MS Office and various other business applications
  • Strong written and verbal communication skills
  • Ability to operate effectively as part of a project team or individually.
  • Expert knowledge of financial services industry trends, directions, major issues, regulatory considerations and trendsetters; ability to provide specific financial knowledge and experience.
What we offer at Osaic

Location: Accepting qualified candidates in all locations & remote (within United States)

Role Type: Full Time

Salary: $83,000 - $93,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.

Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.  To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits

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Osaic

Osaic

is hiring

Senior Data Analyst, Regulatory

Website:
Posted on: 
March 3, 2024

About Our Company

Osaic provides the support, resources, and community designed for the future of wealth management.

Job Description & Responsibilities

The Sr. Data Analyst on the Regulatory Relations team is primarily responsible for producing data and reports in support of the Regulatory Relations team, including the collection, combination, analysis and reporting on complex data from a variety of data sources. The data and reports support the greater Regulatory Relations team in supplying information in response to regulatory inquiries. Reports and data must be accurate and provided timely, as deadlines are often set by the regulatory agencies. This role requires a data-minded individual who has experience in writing complex reports and is familiar with the financial services industry, especially as it relates to applicable regulations within the industry.

Responsibilities

  • Respond to all regulatory exams requests which includes data analysis and generating reports from all Firm’s production databases primarily using SQL scripts (50%)
  • Create ad-hoc statistical reports for Management (10%)
  • Analyze and report data trends (20%)
  • Assists with special projects, including creating compliance reports based upon deficiencies and/or recommendations from regulatory inquiries (20%)
  • All other duties as assigned.

Requirements

Education Requirements

  • Bachelor’s degree is required, preferably in Finance, Business Administration, Computer Science, or another related field.

Basic Requirements

  • 5 to 8 years of Financial Services Industry experience required.
  • 3 to 5 years of reporting or data analytics experience
  • FINRA Series 7 and Series 24 required.
  • Proficiency in MS SQL required.
  • Proficiency in MS Office and various other business applications
  • Strong written and verbal communication skills
  • Ability to operate effectively as part of a project team or individually.
  • Expert knowledge of financial services industry trends, directions, major issues, regulatory considerations and trendsetters; ability to provide specific financial knowledge and experience.

What we offer

Location: Accepting qualified candidates in all locations & remote (within United States)

Role Type: Full Time

Salary: $83,000 - $93,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.

Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.  To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits

Apply now

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